RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• A•••• F••••
- F••••••••• I••••••••• A••••••• L•• independent RIA currentsince Sep 3, 2024 · Phoenix, Az
- P••••• A•••••••• M••••• G••••• L•• independent RIAMay 9, 2016 to Aug 5, 2024 · Macon, Ga
- P••••• A•••••••• M••••• G••••• L•• independent RIADec 4, 2015 to Dec 31, 2017 · Macon, Ga
- P••••• A•••••••• • M••••• L•• formerOct 26, 2011 to Nov 30, 2015 · Macon, Ga
- P••••• A•••••••• M••••• G••••• L•• to F••••••••• I••••••••• A••••••• L••left Aug 5, 2024, registered Sep 3, 2024 (29 days) · RIA to RIA
- P••••• A•••••••• • M••••• L•• to P••••• A•••••••• M••••• G••••• L••left Nov 30, 2015, registered Dec 4, 2015 (4 days) · channel change inside one enterprise, not a move · moved with a team
- B•••• A•••• F•••• left P••••• A•••••••• M••••• G••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2024-09-03)Aug 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address