RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• R•• N••••••
- A•••• G••••••• G••••• L•• state registered currentsince Apr 26, 2018 · Roswell, Ga
- F•••• A••••••• N•••••••• L•• independent RIAAug 24, 2016 to Apr 13, 2018 · Atlanta, Ga
- C••••• A•••••• N••••••• L•• formerSep 24, 2014 to Aug 11, 2016 · Atlanta, Ga
- T•••••• E••••••••• • P••••••••• I••• institutionalNov 23, 2011 to Oct 1, 2014 · Atlanta, Ga
- F•••• A••••••• N•••••••• L•• to A•••• G••••••• G••••• L••left Apr 13, 2018, registered Apr 26, 2018 (13 days) · RIA to a state-registered adviser
- C••••• A•••••• N••••••• L•• to F•••• A••••••• N•••••••• L••left Aug 11, 2016, registered Aug 24, 2016 (13 days) · Other
- T•••••• E••••••••• • P••••••••• I••• to C••••• A•••••• N••••••• L••left Oct 1, 2014, registered Sep 24, 2014 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address