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J••••• C• H•••••
As of · the IAPD feed; also filed as J••••• H••••••••• C•••• H•••••
- At current firm
- 5 y
- In the industry
- 14 y
- Prior registered firms
- 3
- Signals
- 0
since Dec 11, 2020
As of · the IAPD feed; also filed as J••••• H••••••••• C•••• H•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Dec 11, 2020 · Lexington, Ky
- A••••• A•• P••••••• S••••••• BD affiliatedMay 13, 2016 to Nov 13, 2020 · Lexington, Ky
- P•• W••••• M••••••••• BD affiliatedFeb 5, 2013 to May 9, 2016 · Lexington, Ky
- W•••• F•••• A••••••• wirehouseFeb 13, 2012 to Jan 28, 2013 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•• P••••••• S••••••• to C•••••• S••••• • C••• I•••left Nov 13, 2020, registered Dec 11, 2020 (28 days) · Affiliated broker-dealer or bank to another
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left May 9, 2016, registered May 13, 2016 (4 days) · Other
- W•••• F•••• A••••••• to P•• W••••• M•••••••••left Jan 28, 2013, registered Feb 5, 2013 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address