RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- M•••••• M••••• L•• state registered currentsince Jan 11, 2024 · Henderson, Nv
- F••••••••• I••••••••• A••••••• L•• independent RIAMar 20, 2023 to Oct 2, 2023 · Las Vegas, Nv
- M•••••• M••••• L•• state registeredFeb 23, 2022 to Dec 31, 2022 · Henderson, Nv
- F••••••••• I••••••••• A••••••• L•• to M•••••• M••••• L••left Oct 2, 2023, registered Jan 11, 2024 (101 days) · RIA to a state-registered adviser
- M•••••• M••••• L•• to F••••••••• I••••••••• A••••••• L••left Dec 31, 2022, registered Mar 20, 2023 (79 days) · Other
- M•••• B•• S••• left F••••••••• I••••••••• A••••••• L•• for M•••••• M••••• L•• (registered 2024-01-11)Oct 2, 2023 · Advisor changed firm · fact
- M•••• B•• S••• left M•••••• M••••• L•• for F••••••••• I••••••••• A••••••• L•• (registered 2023-03-20)Dec 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address