RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• W•••••••
- C•••••• C•••••• M••••••••• L•• state registered currentsince Jan 1, 2026 · Tallahassee, Fl
- C•••••• C•••••• M••••••••• L•• unclassifiedJan 2, 2015 to Dec 31, 2015 · Tallahassee, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 15, 2012 to Jul 12, 2012 · Tallahassee, Fl
- C•••••• C•••••• M••••••••• L•• to C•••••• C•••••• M••••••••• L••left Dec 31, 2015, registered Jan 1, 2026 (3654 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• C•••••• M••••••••• L••left Jul 12, 2012, registered Jan 2, 2015 (904 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address