RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• J••• S••••••• I•
- E•••••••• A•••••••• L•• national BD currentsince Sep 18, 2026 · Houston, Tx
- P•••••••• W••••• A•••••••• L•• state registeredJul 25, 2018 to Jun 2, 2025 · The Woodlands, Tx
- E•••••••• A•••••••• L•• national BDMar 14, 2018 to Apr 23, 2018 · The Woodlands, Tx
- P•••••••• W••••• A•••••••• L•• to E•••••••• A•••••••• L••left Jun 2, 2025, registered Sep 18, 2026 (473 days) · Other
- E•••••••• A•••••••• L•• to P•••••••• W••••• A•••••••• L••left Apr 23, 2018, registered Jul 25, 2018 (93 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J•••• J••• S••••••• I• registered as an investment adviser representative at E•••••••• A•••••••• L••Sep 18, 2026 · Advisor registered · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address