DFX Intelligence
RIA Intelligence
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Registered advisor
A••••• A••• R•••
Feed of 09/14/2026
At current firm
13 y
since Jun 12, 2013
In the industry
14 y
since Oct 8, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A•••••••• I••••••••• A•••••••• L•• state registered currentsince Jun 12, 2013 · Milton, Ga
- A•••••••• I••••••••• A••••••• unclassifiedDec 22, 2011 to Oct 12, 2013 · Newport Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- A•••••••• I••••••••• A••••••• to A•••••••• I••••••••• A•••••••• L••left Oct 12, 2013, registered Jun 12, 2013 (-122 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address