DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Thomas Lee Petric
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Tom Petric
At current firm
1 y
since Dec 9, 2024
In the industry
14 y
since Mar 5, 2012 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Dec 9, 2024 · Chicago, Il
- Bmo Asset Management Corp. otherFeb 19, 2021 to Feb 4, 2022 · Chicago, Il
- Bmo Asset Management Corp. otherAug 2, 2016 to Dec 31, 2020 · Chicago, Il
- Cedar Capital, LLC formerFeb 10, 2015 to Jul 26, 2016 · Glen Ellyn, Il
- Good Harbor Financial formerAug 4, 2014 to Jan 2, 2015 · Barrington, Il
- Nuveen Asset Management, LLC mixed wealthJun 15, 2012 to Jul 21, 2014 · Chicago, Il
- Ipi Wealth Management, Inc. BD affiliatedMar 13, 2012 to Jun 6, 2012 · Wilmette, Il
Moves
a registration end followed by a registration begin elsewhere
- Bmo Asset Management Corp. to LPL Financial LLCleft Feb 4, 2022, registered Dec 9, 2024 (1039 days) · Other
- Cedar Capital, LLC to Bmo Asset Management Corp.left Jul 26, 2016, registered Aug 2, 2016 (7 days) · Other
- Good Harbor Financial to Cedar Capital, LLCleft Jan 2, 2015, registered Feb 10, 2015 (39 days) · Other · moved with a team
- Nuveen Asset Management, LLC to Good Harbor Financialleft Jul 21, 2014, registered Aug 4, 2014 (14 days) · Other
- Ipi Wealth Management, Inc. to Nuveen Asset Management, LLCleft Jun 6, 2012, registered Jun 15, 2012 (9 days) · Other
Signals
- Thomas Lee Petric left Bmo Asset Management Corp. for Lpl Financial Llc (registered 2024-12-09)Feb 4, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address