DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• J••• W•••••••

O•••• W•••••• I•••BD affiliatedJacksonville, Fldual registrantIAPD 6012437

Certified Financial Planner

Feed of 09/14/2026

Also filed as A••••• J••• W•••••••

At current firm

2 y

since Sep 29, 2023

In the industry

14 y

since Mar 14, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Sep 29, 2023 · Jacksonville, Fl
C•••••••• F•••••••• G•••• A••••••• former
Apr 25, 2017 to Oct 27, 2023 · Jacksonville, Fl
C••• F•••••••• S•••••••• L••• former
Apr 22, 2013 to Mar 13, 2017 · Jacksonville, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Mar 19, 2012 to Mar 28, 2013 · Jacksonville, Fl

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F•••••••• G•••• A••••••• to O•••• W•••••• I•••
left Oct 27, 2023, registered Sep 29, 2023 (-28 days) · Affiliated broker-dealer or bank to another · moved with a team
C••• F•••••••• S•••••••• L••• to C•••••••• F•••••••• G•••• A•••••••
left Mar 13, 2017, registered Apr 25, 2017 (43 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••• F•••••••• S•••••••• L•••
left Mar 28, 2013, registered Apr 22, 2013 (25 days) · Other

Signals

A••••• J••• W••••••• left C•••••••• F•••••••• G•••• A••••••• for O•••• W•••••• I••• (registered 2023-09-29)
Oct 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address