RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• D••• K••••• D•••••
- J••••• D••••• F•••••••• P••••••• • A••••••••• L•• state registered currentsince Apr 18, 2017 · Tabernacle, Nj
- C••••••• F•••••••• N••••••• I••• formerJan 29, 2015 to Sep 19, 2016 · Naples, Fl
- L•• F•••••••• L•• BD affiliatedJul 2, 2013 to Dec 9, 2013 · West Des Moines, Ia
- C••••••• F•••••••• N••••••• I••• to J••••• D••••• F•••••••• P••••••• • A••••••••• L••left Sep 19, 2016, registered Apr 18, 2017 (211 days) · Other
- L•• F•••••••• L•• to C••••••• F•••••••• N••••••• I•••left Dec 9, 2013, registered Jan 29, 2015 (416 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address