DFX Intelligence
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Registered advisor
R••••• A••• N••
Certified Financial Planner
Feed of 09/14/2026
At current firm
4 y
since Mar 11, 2022
In the industry
14 y
since Dec 1, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Mar 11, 2022 · Atlanta, Ga
- M••••• S•••••• wirehouseMar 13, 2012 to Mar 17, 2022 · Atlanta, Ga
Moves
a registration end followed by a registration begin elsewhere
- M••••• S•••••• to R••••••••• C•••••• M•••••••••left Mar 17, 2022, registered Mar 11, 2022 (-6 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
- ••• LockedMar 17, 2022 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address