DFX Intelligence
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Registered advisor
D•••• B•••• S••••••
Feed of 09/14/2026
Also filed as D•••• B•••• S••••••••• B•••• S••••••••• S••••••••• S••••••
At current firm
2 y
since Mar 11, 2024
In the industry
14 y
since Mar 19, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••••• S•••••• wirehouse currentsince Mar 11, 2024 · Washington, Dc
- U•• F•••••••• S••••••• I••• wirehouseDec 15, 2016 to Feb 15, 2024 · Washington, Dc
- W•••• F•••• A••••••• wirehouseJan 27, 2014 to Dec 13, 2016 · Columbia, Md
- V••• F•••••••• A•••••••• I••• BD affiliatedMar 27, 2012 to Nov 5, 2013 · Tysons Corner, Va
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to M••••• S••••••left Feb 15, 2024, registered Mar 11, 2024 (25 days) · Wirehouse to wirehouse · moved with a team
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Dec 13, 2016, registered Dec 15, 2016 (2 days) · Wirehouse to wirehouse
- V••• F•••••••• A•••••••• I••• to W•••• F•••• A•••••••left Nov 5, 2013, registered Jan 27, 2014 (83 days) · Other
Signals
- ••• LockedFeb 15, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address