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Registered advisor
M•••••• A• D••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as Mike D••••
At current firm
2 y
since Dec 21, 2023
In the industry
14 y
since Jan 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- P••••••• S••••••••• state registered currentsince Dec 21, 2023 · Cottleville, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedJun 13, 2012 to Dec 15, 2023 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to P••••••• S•••••••••left Dec 15, 2023, registered Dec 21, 2023 (6 days) · Affiliated broker-dealer or bank to a state-registered adviser
Signals
- M•••••• A• D•••• left M•• I•••••••• S•••••••• L•• for P••••••• S••••••••• (registered 2023-12-21)Dec 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address