DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristopher A Knight
Feed of 09/15/2026
Also filed as Kristopher Alan Knight
At current firm
5 y
since Apr 27, 2021
In the industry
14 y
since May 15, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Apr 27, 2021 · Mobile, Al
- Pruco Securities, LLC no RAUMFeb 15, 2019 to Apr 26, 2021 · Birmingham, Al
- MML Investors Services, LLC BD affiliatedMar 25, 2017 to Sep 6, 2017 · Birmingham, Al
- Msi Financial Services, Inc. formerJan 2, 2015 to Mar 25, 2017 · Birmingham, Al
- New England Securities Corporation formerJan 2, 2014 to Jan 2, 2015 · Birmingham, Al
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMay 17, 2012 to Oct 3, 2013 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Pruco Securities, LLC to LPL Financial LLCleft Apr 26, 2021, registered Apr 27, 2021 (1 days) · Affiliated broker-dealer or bank to another
- MML Investors Services, LLC to Pruco Securities, LLCleft Sep 6, 2017, registered Feb 15, 2019 (527 days) · Other
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- New England Securities Corporation to Msi Financial Services, Inc.left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to New England Securities Corporationleft Oct 3, 2013, registered Jan 2, 2014 (91 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address