DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J••••••• S••••
Certified Financial Planner
Feed of 09/15/2026
At current firm
7 y
since Feb 18, 2019
In the industry
14 y
since Aug 21, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••••• P••••••• independent RIA currentsince Feb 18, 2019 · Overland Park, Ks
- W•••• F•••• A••••••• wirehouseOct 30, 2014 to Dec 23, 2014 · Monterey Park, Ca
- T• A••••••••• I••••••••• M••••••••• L•• formerJan 2, 2013 to Oct 8, 2014 · Beverly Hills, Ca
- T• A••••••••• I••• formerAug 22, 2012 to Oct 8, 2014 · Upland, Ca
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to C••••••• P•••••••left Dec 23, 2014, registered Feb 18, 2019 (1518 days) · Wirehouse to independent RIA
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Oct 8, 2014, registered Jan 2, 2013 (-644 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to W•••• F•••• A•••••••left Oct 8, 2014, registered Oct 30, 2014 (22 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address