DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Samuel Howard Abraham
Certified Financial Planner · Chartered Financial Consultant
Feed of 09/15/2026
Also filed as Sam Abraham
At current firm
6 y
since Nov 25, 2019
In the industry
17 y
since Jan 1, 2009 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Qualified Planning state registered currentsince Nov 25, 2019 · Pittsburgh, Pa
- Qualified Planning unclassifiedNov 9, 2016 to Dec 11, 2019 · Pittsburgh, Pa
- Onpointe Advisory And Financial Services, LLC formerApr 20, 2015 to Jan 4, 2017 · Pittsburgh, Pa
- High Street Asset Management, LLC unclassifiedFeb 15, 2012 to Apr 16, 2015 · Cranberry, Pa
Moves
a registration end followed by a registration begin elsewhere
- Qualified Planning to Qualified Planningleft Dec 11, 2019, registered Nov 25, 2019 (-16 days) · Other · moved with a team
- Onpointe Advisory And Financial Services, LLC to Qualified Planningleft Jan 4, 2017, registered Nov 9, 2016 (-56 days) · Other
- High Street Asset Management, LLC to Onpointe Advisory And Financial Services, LLCleft Apr 16, 2015, registered Apr 20, 2015 (4 days) · Other · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address