DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Kimberly Kay Vande Vusse

LPL Financial LLCBD affiliatedJenison, Mi dual registrantIAPD 6031414

Feed of 09/14/2026

Also filed as Kimberly Kay Poolman

At current firm

1 y

since Jul 29, 2025

In the industry

14 y

since Apr 17, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Jul 29, 2025 · Holland, Mi
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Nov 13, 2019 to Oct 25, 2024 · Grand Rapids, Mi
J.J.B. Hilliard, W.L. Lyons, LLC former
Sep 16, 2015 to Oct 11, 2019 · Holland, Mi
Cetera Investment Advisers LLC BD affiliated
Dec 15, 2014 to Sep 1, 2015 · Byron Center, Mi
Fifth Third Securities, Inc. BD affiliated
Apr 19, 2012 to Sep 15, 2014 · Grand Rapids, Mi

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Oct 25, 2024, registered Jul 29, 2025 (277 days) · Wirehouse to affiliated broker-dealer or bank
J.J.B. Hilliard, W.L. Lyons, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Oct 11, 2019, registered Nov 13, 2019 (33 days) · RIA to wirehouse
Cetera Investment Advisers LLC to J.J.B. Hilliard, W.L. Lyons, LLC
left Sep 1, 2015, registered Sep 16, 2015 (15 days) · Other
Fifth Third Securities, Inc. to Cetera Investment Advisers LLC
left Sep 15, 2014, registered Dec 15, 2014 (91 days) · Other

Signals

Kimberly Kay Vande Vusse left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2025-07-29)
Oct 25, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address