RIA Intelligence

• J••• F••••••••• L•• state registered current
  since Feb 18, 2026 · Frederick, Md
• W••••••••• F•••••••• G••••• I••• state registered current
  since Feb 4, 2019 · Frederick, Md
• J••• F••••••••• L•• unclassified
  Sep 14, 2020 to Dec 31, 2023 · Frederick, Md
• H• B•••• I••• former
  May 17, 2018 to Feb 4, 2019 · Rockville, Md
• A••••••• I•••••••• S••••••• independent RIA
  Aug 23, 2016 to Jun 7, 2018 · Woodbine, Md
• L•• F•••••••• L•• BD affiliated
  Feb 19, 2013 to Jan 18, 2017 · Woodbine, Md

• J••• F••••••••• L•• to J••• F••••••••• L••
  left Dec 31, 2023, registered Feb 18, 2026 (780 days) · Other
• H• B•••• I••• to W••••••••• F•••••••• G••••• I•••
  left Feb 4, 2019, registered Feb 4, 2019 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
• A••••••• I•••••••• S••••••• to H• B•••• I•••
  left Jun 7, 2018, registered May 17, 2018 (-21 days) · RIA to affiliated broker-dealer or bank
• L•• F•••••••• L•• to A••••••• I•••••••• S•••••••
  left Jan 18, 2017, registered Aug 23, 2016 (-148 days) · Other · moved with a team

• J••• R•••••• F••••••••• left J••• F••••••••• L•• for J••• F••••••••• L•• (registered 2026-02-18)
  Dec 31, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

14derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address