RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• S•••• S•••
- F•••• A••••• W••••• A•••••••• L•• state registered currentsince Jul 21, 2022 · Lafayette, La
- A••••• I••••••••• P•••••••• L•• formerAug 18, 2015 to Jul 12, 2022 · Lafayette, La
- L•• F•••••••• L•• BD affiliatedMay 18, 2012 to Aug 25, 2015 · Lafayette, La
- A••••• I••••••••• P•••••••• L•• to F•••• A••••• W••••• A•••••••• L••left Jul 12, 2022, registered Jul 21, 2022 (9 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to A••••• I••••••••• P•••••••• L••left Aug 25, 2015, registered Aug 18, 2015 (-7 days) · Other · moved with a team
- E••••• S•••• S••• left A••••• I••••••••• P•••••••• L•• for F•••• A••••• W••••• A•••••••• L•• (registered 2022-07-21)Jul 12, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address