DFX Intelligence
RIA Intelligence
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Registered advisor
J•••• B•••• B••••
Feed of 09/14/2026
At current firm
3 y
since Apr 24, 2023
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Apr 24, 2023 · Bethesda, Md
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 20, 2013 to Apr 11, 2023 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Apr 11, 2023, registered Apr 24, 2023 (13 days) · Other · moved with a team
Signals
- J•••• B•••• B•••• left N••••••••• M••••• I••••••••• S••••••••• for M•• I•••••••• S•••••••• L•• (registered 2023-04-24)Apr 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address