DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
David A Kudo
Feed of 09/14/2026
At current firm
4 y
since Apr 18, 2022
In the industry
14 y
since Apr 1, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- First Advisors National, LLC independent RIA currentsince Apr 18, 2022 · Villa Park, Il
- W&S Brokerage Services, Inc. BD affiliatedFeb 13, 2020 to Jan 13, 2021 · Rosemont, Il
- Osaic Wealth, Inc. BD affiliatedNov 2, 2018 to Jul 25, 2019 · Rolling Meadows, Il
- Signator Investors, Inc. formerMar 19, 2013 to Nov 2, 2018 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- W&S Brokerage Services, Inc. to First Advisors National, LLCleft Jan 13, 2021, registered Apr 18, 2022 (460 days) · Affiliated broker-dealer or bank to independent RIA
- Osaic Wealth, Inc. to W&S Brokerage Services, Inc.left Jul 25, 2019, registered Feb 13, 2020 (203 days) · Affiliated broker-dealer or bank to a newly registered adviser
- Signator Investors, Inc. to Osaic Wealth, Inc.left Nov 2, 2018, registered Nov 2, 2018 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address