DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Caruso
Feed of 09/14/2026
Also filed as Antonino Caruso
At current firm
0 y
since Dec 26, 2025
In the industry
14 y
since Aug 10, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Caruso Family Financial Advisors (Cffa) LLC state registered currentsince Dec 26, 2025 · San Jose, Ca
- Whitehall-Parker Securities, Inc. unclassifiedJan 30, 2019 to Mar 4, 2020 · San Rafael, Ca
- Taylor Advisory Group state registeredJul 10, 2017 to Dec 23, 2019 · Fresno, Ca
- One Source Health & Wealth Management formerFeb 22, 2017 to Jul 10, 2017 · Fresno, Ca
- Silicon Private Wealth, LLC independent RIASep 6, 2016 to Dec 22, 2016 · Fremont, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAug 15, 2012 to Sep 6, 2016 · San Jose, Ca
Moves
a registration end followed by a registration begin elsewhere
- Whitehall-Parker Securities, Inc. to Caruso Family Financial Advisors (Cffa) LLCleft Mar 4, 2020, registered Dec 26, 2025 (2123 days) · Other
- Taylor Advisory Group to Whitehall-Parker Securities, Inc.left Dec 23, 2019, registered Jan 30, 2019 (-327 days) · Other
- One Source Health & Wealth Management to Taylor Advisory Groupleft Jul 10, 2017, registered Jul 10, 2017 (0 days) · Other
- Silicon Private Wealth, LLC to One Source Health & Wealth Managementleft Dec 22, 2016, registered Feb 22, 2017 (62 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Silicon Private Wealth, LLCleft Sep 6, 2016, registered Sep 6, 2016 (0 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address