RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••••• J••••
- I••••••••• L•• state registered currentsince Jun 11, 2020 · Tampa, Fl
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Oct 5, 2016 · Coral Gables, Fl
- N•• E•••••• S••••••••• C••••••••• formerFeb 7, 2013 to Jan 2, 2015 · Coral Gables, Fl
- M•• F•••••••• S•••••••• I••• to I••••••••• L••left Oct 5, 2016, registered Jun 11, 2020 (1345 days) · Other
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address