DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

P•••••• M•••••• M••••••

B•••• W••••• M••••••••• L••state registeredRoswell, GaIA-onlyIAPD 6062146

Feed of 09/14/2026

Also filed as P•••••• M••••••

At current firm

1 y

since May 12, 2025

In the industry

17 y

since Jul 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••• W••••• M••••••••• L•• state registered current
since May 12, 2025 · Roswell, Ga
C•••••• A••••••• S•••••••• L•• independent RIA
Feb 23, 2023 to Nov 10, 2025 · Dallas, Tx
V••••• C•••••• M••••••••• L•• independent RIA
Sep 24, 2020 to Mar 8, 2023 · Roswell, Ga
B••••••••• W••••• A•••••••• L•• no RAUM
Jan 20, 2016 to Sep 16, 2020 · Roswell, Ga
G••••• F•••••••• P•••••• C••••••• I••• former
May 8, 2012 to Jan 13, 2016 · Roswell, Ga

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• S•••••••• L•• to B•••• W••••• M••••••••• L••
left Nov 10, 2025, registered May 12, 2025 (-182 days) · RIA to a state-registered adviser
V••••• C•••••• M••••••••• L•• to C•••••• A••••••• S•••••••• L••
left Mar 8, 2023, registered Feb 23, 2023 (-13 days) · RIA to RIA
B••••••••• W••••• A•••••••• L•• to V••••• C•••••• M••••••••• L••
left Sep 16, 2020, registered Sep 24, 2020 (8 days) · RIA to RIA
G••••• F•••••••• P•••••• C••••••• I••• to B••••••••• W••••• A•••••••• L••
left Jan 13, 2016, registered Jan 20, 2016 (7 days) · Other

Signals

P•••••• M•••••• M•••••• left C•••••• A••••••• S•••••••• L•• for B•••• W••••• M••••••••• L•• (registered 2025-05-12)
Nov 10, 2025 · Advisor changed firm · fact
P•••••• M•••••• M•••••• left V••••• C•••••• M••••••••• L•• for C•••••• A••••••• S•••••••• L•• (registered 2023-02-23)
Mar 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address