RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• H••••••• L••••
- C••••••••• F•••••••• independent RIA currentsince Mar 5, 2026 · Annapolis, Md
- R•• C•••••• M••••••• L•• national BDJun 3, 2021 to Mar 20, 2026 · Annapolis, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 24, 2015 to Jul 1, 2021 · Bowie, Md
- R•• C•••••• M••••••• L•• to C••••••••• F••••••••left Mar 20, 2026, registered Mar 5, 2026 (-15 days) · Affiliated broker-dealer or bank to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•• C•••••• M••••••• L••left Jul 1, 2021, registered Jun 3, 2021 (-28 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- J•••• H••••••• L•••• left R•• C•••••• M••••••• L•• for C••••••••• F•••••••• (registered 2026-03-05)Mar 20, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address