DFX Intelligence
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Registered advisor
K••• B••••••• S••••
Feed of 09/14/2026
At current firm
5 y
since Mar 19, 2021
In the industry
13 y
since Aug 2, 2013 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 19, 2021 · Mechanicsburg, Pa
- T• A••••••••• I••••••••• M••••••••• L•• formerOct 25, 2018 to Dec 3, 2019 · Harrisburg, Pa
- T• A••••••••• I••• formerFeb 27, 2018 to Dec 3, 2019 · St. Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Jun 14, 2018 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerSep 7, 2016 to Feb 26, 2018 · Saint Louis, Mo
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 1, 2014 to Dec 26, 2014 · Wormleysburg, Pa
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to M•• I•••••••• S•••••••• L••left Dec 3, 2019, registered Mar 19, 2021 (472 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Dec 3, 2019, registered Oct 25, 2018 (-404 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Jun 14, 2018, registered Feb 27, 2018 (-107 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S•••••••• I••••••••• M•••••••••left Dec 26, 2014, registered Sep 7, 2016 (621 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address