RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••••• L•••••
- O•••• W•••••• I••• BD affiliated currentsince Jan 27, 2025 · West Bloomfield, Mi
- G•• P•••••• W••••• formerDec 10, 2021 to Nov 22, 2024 · West Bloomfield, Mi
- P••••••• A••••••••• L•• independent RIAApr 9, 2018 to Sep 29, 2021 · Bloomfield Hills, Mi
- G•• P•••••• W••••• to O•••• W•••••• I•••left Nov 22, 2024, registered Jan 27, 2025 (66 days) · RIA to affiliated broker-dealer or bank
- P••••••• A••••••••• L•• to G•• P•••••• W•••••left Sep 29, 2021, registered Dec 10, 2021 (72 days) · RIA to RIA
- A••••• J••••• L••••• left G•• P•••••• W••••• for O•••• W•••••• I••• (registered 2025-01-27)Nov 22, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address