DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•• C•••

F••••• W••••• S•••••••• L••state registeredNew York, NyIA-onlyIAPD 6091286

Feed of 09/14/2026

Also filed as Junwen Chen

At current firm

2 y

since May 17, 2024

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

F••••• W••••• S•••••••• L•• state registered current
since May 17, 2024 · New York, Ny
F••••••• P••••••• A•• W•••••••• A••••••• former
Dec 13, 2022 to Feb 6, 2024 · Chappaqua, Ny
G••• T•••• L•• unclassified
Jun 8, 2022 to Jun 29, 2022 · New York, Ny
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jun 20, 2018 to Apr 19, 2022 · New York, Ny
S••••• E••••••• I•• former
Jun 28, 2017 to Jul 28, 2017 · Parsippany, Nj
S••••• F•••••••• R•••••••• I•• former
Jun 27, 2017 to Jul 28, 2017 · Parsippany, Nj

Moves

a registration end followed by a registration begin elsewhere

F••••••• P••••••• A•• W•••••••• A••••••• to F••••• W••••• S•••••••• L••
left Feb 6, 2024, registered May 17, 2024 (101 days) · Affiliated broker-dealer or bank to a state-registered adviser
G••• T•••• L•• to F••••••• P••••••• A•• W•••••••• A•••••••
left Jun 29, 2022, registered Dec 13, 2022 (167 days) · Other
N••••••••• M••••• I••••••••• S••••••••• to G••• T•••• L••
left Apr 19, 2022, registered Jun 8, 2022 (50 days) · Other
S••••• F•••••••• R•••••••• I•• to S••••• E••••••• I••
left Jul 28, 2017, registered Jun 28, 2017 (-30 days) · Other
S••••• E••••••• I•• to N••••••••• M••••• I••••••••• S•••••••••
left Jul 28, 2017, registered Jun 20, 2018 (327 days) · Other

Signals

J•• C••• left F••••••• P••••••• A•• W•••••••• A••••••• for F••••• W••••• S•••••••• L•• (registered 2024-05-17)
Feb 6, 2024 · Advisor changed firm · fact
J•• C••• left G••• T•••• L•• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2022-12-13)
Jun 29, 2022 · Advisor changed firm · fact
J•• C••• left N••••••••• M••••• I••••••••• S••••••••• for G••• T•••• L•• (registered 2022-06-08)
Apr 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address