DFX Intelligence
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Registered advisor
A•••••• J••• B••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as A•••••• J••• F••••••••• F••••••••• F••••••••• J••• B••••••
At current firm
2 y
since Oct 12, 2023
In the industry
14 y
since May 1, 2012 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Oct 12, 2023 · Westborough, Ma
- K••••• A••••••• S•••••••• L•• BD affiliatedNov 7, 2017 to Mar 7, 2022 · Westborough, Ma
- E•••••••• A•••••••• L•• national BDAug 21, 2017 to Sep 29, 2017 · Wellesley, Ma
- K••••• A••••••• S•••••••• L•• BD affiliatedMay 25, 2016 to Mar 27, 2017 · Westborough, Ma
- N•• A•••••• S•••••••• L•• formerMay 5, 2014 to Sep 22, 2016 · Westborough, Ma
Moves
a registration end followed by a registration begin elsewhere
- K••••• A••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Mar 7, 2022, registered Oct 12, 2023 (584 days) · Other
- E•••••••• A•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 29, 2017, registered Nov 7, 2017 (39 days) · Other
- K••••• A••••••• S•••••••• L•• to E•••••••• A•••••••• L••left Mar 27, 2017, registered Aug 21, 2017 (147 days) · Other
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered May 25, 2016 (-120 days) · corporate re-registration, not a move
Signals
- ••• LockedMar 7, 2022 · a•••••• firm change · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address