DFX Intelligence
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M••••••• J••••• P••••
Certified Financial Planner
As of · the IAPD feed; also filed as M••••••• J••••• M••••••••• J• P••••
- At current firm
- 2 y
- In the industry
- 14 y
- Prior registered firms
- 1
- Signals
- 1
since Jul 25, 2024
As of · the IAPD feed; also filed as M••••••• J••••• M••••••••• J• P••••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Who else to callHow these are chosenRegistered people linked to this advisor by a filed or published fact: a team, a move made together, the same street office, a shared outside business or principal, or the same earlier independent RIA. Links that rest on evidence DFX has not validated, such as a shared practice name, are left out. A link says who knows whom, not who plans to move.
2 related advisors, 2 on a link type measured as carrying moves
Names and links are part of the paid record. By relation: shares an outside business 2.
Registration history
IAPD current and previous registrations
- C••••••••• F•••••••• N•••••• national BD currentsince Jul 25, 2024 · O Fallon, Mo
- E••••• J•••• national BDDec 17, 2012 to Jul 29, 2024 · St Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to C••••••••• F•••••••• N••••••left Jul 29, 2024, registered Jul 25, 2024 (-4 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedJul 29, 2024 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
No combined mobility score is published yet. The signals above are on record, each with its own history and base rate.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, the raw outside business text and any address in it, personal outside activities, branch street addressoutside businesses appear above as structured facts, reviewed, with a short quote