DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Coty M Brawdy
At current firm
0 y
since Aug 4, 2026
In the industry
12 y
since Nov 1, 2013 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Ffo Investments LLC independent RIA currentsince Aug 4, 2026 · Tampa, Fl
- Manning & Napier Advisors, LLC mixed wealthFeb 6, 2023 to Sep 24, 2025 · Fairport, Ny
- United Capital Financial Advisors independent RIANov 9, 2020 to Feb 24, 2023 · Buffalo, Ny
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 13, 2017 to Oct 14, 2020 · Buffalo, Ny
Moves
a registration end followed by a registration begin elsewhere
- Manning & Napier Advisors, LLC to Ffo Investments LLCleft Sep 24, 2025, registered Aug 4, 2026 (314 days) · RIA to RIA
- United Capital Financial Advisors to Manning & Napier Advisors, LLCleft Feb 24, 2023, registered Feb 6, 2023 (-18 days) · Affiliated broker-dealer or bank to independent RIA
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to United Capital Financial Advisorsleft Oct 14, 2020, registered Nov 9, 2020 (26 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Coty Brawdy left Manning & Napier Advisors, Llc for Ffo Investments Llc (registered 2026-08-04)Sep 24, 2025 · Advisor changed firm · fact
- Coty Brawdy left United Capital Financial Advisors for Manning & Napier Advisors, Llc (registered 2023-02-06)Feb 24, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address