RIA Intelligence

• L•• F•••••••• L•• BD affiliated current
  since Aug 6, 2025 · Glastonbury, Ct
• C•••••• G•••• • C• I•• former
  May 5, 2023 to Jul 10, 2025 · Glastonbury, Ct
• S••••••••• A•••••• A•••••••• I••• former
  Jul 17, 2020 to May 9, 2023 · La Vista, Ne
• I••••••••• A••••••• S••••••• I•• former
  Sep 28, 2015 to Jul 17, 2020 · Glastonbury, Ct
• I••••• F•••••••• C••••••••• former
  Dec 11, 2012 to Sep 2, 2015 · Glastonbury, Ct

• C•••••• G•••• • C• I•• to L•• F•••••••• L••
  left Jul 10, 2025, registered Aug 6, 2025 (27 days) · corporate re-registration, not a move
• S••••••••• A•••••• A•••••••• I••• to C•••••• G•••• • C• I••
  left May 9, 2023, registered May 5, 2023 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
• I••••••••• A••••••• S••••••• I•• to S••••••••• A•••••• A•••••••• I•••
  left Jul 17, 2020, registered Jul 17, 2020 (0 days) · corporate re-registration, not a move
• I••••• F•••••••• C••••••••• to I••••••••• A••••••• S••••••• I••
  left Sep 2, 2015, registered Sep 28, 2015 (26 days) · Other · moved with a team

• K•• E•••••••• W••••••••• left S••••••••• A•••••• A•••••••• I••• for C•••••• G•••• • C• I•• (registered 2023-05-05)
  May 9, 2023 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

17derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address