RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••••• J••••• R••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 19, 2026 · Rochelle Park , Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedApr 11, 2018 to Oct 27, 2025 · Elmsford, Ny
- L•• F•••••••• L•• BD affiliatedOct 31, 2014 to Oct 10, 2016 · Woodcliff Lake, Nj
- M•• I•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 27, 2025, registered May 19, 2026 (204 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to M•• I•••••••• S•••••••• L••left Oct 10, 2016, registered Apr 11, 2018 (548 days) · Other
- J••••••• J••••• R•••• left M•• I•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2026-05-19)Oct 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address