B•••• A•••••• H•••

L•• F•••••••• L••BD affiliatedBartlesville, Okdual registrantIAPD 6111107

Feed of 09/14/2026

Also filed as B•••• H••••••••• A•••••• H•••

At current firm

3 y

since Dec 13, 2022

In the industry

14 y

since May 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Dec 13, 2022 · Bartlesville, Ok
O•••• W•••••• I••• BD affiliated
Oct 16, 2017 to Dec 13, 2022 · Bartlesville, Ok
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Apr 15, 2014 to Oct 18, 2017 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

O•••• W•••••• I••• to L•• F•••••••• L••
left Dec 13, 2022, registered Dec 13, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to O•••• W•••••• I•••
left Oct 18, 2017, registered Oct 16, 2017 (-2 days) · Other

Signals

••• Locked
Dec 13, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address