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Registered advisor
J••••• W•••• D••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as J••••• W•••• D••••
At current firm
4 y
since Jan 3, 2022
In the industry
14 y
since Aug 1, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N•••• W••••• state registered currentsince Jan 3, 2022 · Zephyrhills, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMSep 28, 2018 to Apr 29, 2021 · Tampa, Fl
- R•••••• J•••• • A••••••••• I••• national BDSep 1, 2015 to Jul 5, 2018 · St. Petersburg, Fl
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to N•••• W•••••left Apr 29, 2021, registered Jan 3, 2022 (249 days) · Other
- R•••••• J•••• • A••••••••• I••• to N••••••••• M••••• I••••••••• S•••••••••left Jul 5, 2018, registered Sep 28, 2018 (85 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address