DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lauren Ashely Hazard
Feed of 09/14/2026
At current firm
3 y
since Feb 24, 2023
In the industry
13 y
since May 21, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Meridian Wealth Management, LLC independent RIA currentsince Feb 24, 2023 · Lexington, Ky
- UBS Financial Services Inc. wirehouseMay 22, 2013 to Mar 6, 2023 · Lexington, Ky
Moves
a registration end followed by a registration begin elsewhere
- UBS Financial Services Inc. to Meridian Wealth Management, LLCleft Mar 6, 2023, registered Feb 24, 2023 (-10 days) · Wirehouse to independent RIA · moved with a team
Signals
- Lauren Ashely Hazard left Ubs Financial Services Inc. for Meridian Wealth Management, Llc (registered 2023-02-24)Mar 6, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address