RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• S•••• S•••••••••
- V••••• W••••• M••••••••• I••• state registered currentsince Jan 30, 2023 · Commerce Twp, Mi
- L•• F•••••••• L•• BD affiliated currentsince Sep 25, 2020 · Ann Arbor, Mi
- F•• S••••••••• C••••••••• formerJun 29, 2018 to Sep 29, 2020 · Trenton, Mi
- L•• F•••••••• L•• BD affiliatedMar 16, 2017 to Jul 11, 2018 · Farmington Hills, Mi
- W•••••• I••••••••• S••••••••• formerDec 11, 2015 to Jul 21, 2016 · Novi, Mi
- P••• W••••• M••••••••• L•• independent RIASep 30, 2014 to Jun 8, 2015 · Plymouth, Mi
- L•• F•••••••• L•• BD affiliatedJul 29, 2013 to Dec 17, 2015 · West Bloomfield, Mi
- F•• S••••••••• C••••••••• to L•• F•••••••• L••left Sep 29, 2020, registered Sep 25, 2020 (-4 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to F•• S••••••••• C•••••••••left Jul 11, 2018, registered Jun 29, 2018 (-12 days) · RIA to affiliated broker-dealer or bank
- W•••••• I••••••••• S••••••••• to L•• F•••••••• L••left Jul 21, 2016, registered Mar 16, 2017 (238 days) · Other
- L•• F•••••••• L•• to P••• W••••• M••••••••• L••left Dec 17, 2015, registered Sep 30, 2014 (-443 days) · Other
- P••• W••••• M••••••••• L•• to W•••••• I••••••••• S•••••••••left Jun 8, 2015, registered Dec 11, 2015 (186 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address