T••••• N••••• B•••••

• R••••• W• B•••• • C•• I••••••••• mixed wealth current
  since Feb 14, 2022 · Milwaukee, Wi
• M•• I•••••••• S•••••••• L•• BD affiliated
  Jul 31, 2018 to Feb 14, 2022 · Lisle, Il
• H••••• F•••••••• A•••••••• I••• unclassified
  Dec 7, 2016 to Apr 2, 2018 · Plainfield, Il
• L•• F•••••••• L•• BD affiliated
  Oct 14, 2016 to Jul 19, 2018 · Plainfield, Il

• M•• I•••••••• S•••••••• L•• to R••••• W• B•••• • C•• I•••••••••
  left Feb 14, 2022, registered Feb 14, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA
• L•• F•••••••• L•• to H••••• F•••••••• A•••••••• I•••
  left Jul 19, 2018, registered Dec 7, 2016 (-589 days) · Other
• H••••• F•••••••• A•••••••• I••• to M•• I•••••••• S•••••••• L••
  left Apr 2, 2018, registered Jul 31, 2018 (120 days) · Other

• ••• Locked
  Feb 14, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wealth manager with institutional or fund businessderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address