RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• P• V•••
- V••• F•••••••• S••••••••• state registered currentsince Aug 24, 2015 · Lafayette Hill, Pa
- M•••• W••••• P•••••••• L•• independent RIAMay 20, 2015 to Aug 28, 2015 · Philadelphia, Pa
- R• W••••• formerSep 9, 2014 to Aug 11, 2015 · Wayne, Pa
- W•• A•••••••• L• formerApr 15, 2013 to May 6, 2015 · Wayne, Pa
- M•••• W••••• P•••••••• L•• to V••• F•••••••• S•••••••••left Aug 28, 2015, registered Aug 24, 2015 (-4 days) · Other
- R• W••••• to M•••• W••••• P•••••••• L••left Aug 11, 2015, registered May 20, 2015 (-83 days) · Other
- W•• A•••••••• L• to R• W•••••left May 6, 2015, registered Sep 9, 2014 (-239 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address