RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••• A• K••••••••
- K•••••••• A•• A••••••••• state registered currentsince Jan 17, 2018 · Woodstock, Ga
- K•••••••• A•• A••••••••• state registeredDec 1, 2016 to Dec 31, 2017 · Woodstock, Ga
- R•••• F••• M••••••••• L•• independent RIAMay 16, 2013 to Nov 10, 2017 · Canton, Ga
- A••••••• E•••• R••••••••• unclassifiedApr 23, 2013 to Sep 16, 2013 · Woodstock, Ga
- H••• S••••• A•••• M••••••••• L•• unclassifiedFeb 13, 2013 to Apr 5, 2013 · Woodstock, Ga
- H••• S••••• A•••• M••••••••• L•• unclassifiedSep 28, 2012 to Dec 31, 2012 · Woodstock, Ga
- R•••• F••• M••••••••• L•• to K•••••••• A•• A•••••••••left Nov 10, 2017, registered Dec 1, 2016 (-344 days) · Other
- A••••••• E•••• R••••••••• to R•••• F••• M••••••••• L••left Sep 16, 2013, registered May 16, 2013 (-123 days) · Other
- H••• S••••• A•••• M••••••••• L•• to A••••••• E•••• R•••••••••left Apr 5, 2013, registered Apr 23, 2013 (18 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address