DFX Intelligence
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Registered advisor
S•••• S•••• V••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as S•••• V••••
At current firm
5 y
since Jan 12, 2021
In the industry
10 y
since Jun 1, 2016 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- M••• W••••• independent RIA currentsince Jan 12, 2021 · New York, Ny
- M••• C•••••• L•• unclassifiedMay 15, 2018 to Oct 2, 2023 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- M••• C•••••• L•• to M••• W•••••left Oct 2, 2023, registered Jan 12, 2021 (-993 days) · Other
Signals
- ••• LockedOct 2, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address