DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

D••••• G•••• S••••••

D••• I••••••••• A••••••• I••mixed wealthWaukesha, WiIA-onlyIAPD 6129746

Chartered Financial Analyst

Feed of 09/14/2026

Also filed as Dan Sievers

At current firm

0 y

since Jan 5, 2026

In the industry

17 y

since Sep 1, 2009 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

n/a

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

D••• I••••••••• A••••••• I•• mixed wealth current
since Jan 5, 2026 · Waukesha, Wi
S•••••• C•••••• L•• unclassified
Jul 17, 2024 to Dec 26, 2025 · Elm Grove, Wi
F•••••••• M••••••••• I••• other
Nov 30, 2012 to Feb 19, 2014 · Milwaukee, Wi
F•••••••• M••••••••• I••• other
Nov 30, 2012 to Jan 29, 2024 · Milwaukee, Wi

Moves

a registration end followed by a registration begin elsewhere

S•••••• C•••••• L•• to D••• I••••••••• A••••••• I••
left Dec 26, 2025, registered Jan 5, 2026 (10 days) · Other
F•••••••• M••••••••• I••• to S•••••• C•••••• L••
left Jan 29, 2024, registered Jul 17, 2024 (170 days) · Other

Signals

D••••• G•••• S•••••• left S•••••• C•••••• L•• for D••• I••••••••• A••••••• I•• (registered 2026-01-05)
Dec 26, 2025 · Advisor changed firm · fact
D••••• G•••• S•••••• left F•••••••• M••••••••• I••• for S•••••• C•••••• L•• (registered 2024-07-17)
Jan 29, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wealth manager with institutional or fund businessderived
Years in industry: 17derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address