DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
R••• E•••••• P•••
Certified Financial Planner
Feed of 09/14/2026
At current firm
10 y
since Aug 22, 2016
In the industry
13 y
since Dec 21, 2012 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W••••• E••••••••• A••••••• S•••••••• L•• BD affiliated currentsince Aug 22, 2016 · Plymouth, Mn
- L•• F•••••••• L•• BD affiliatedAug 17, 2016 to Aug 17, 2016 · Plymouth, Mn
- M••••• S•••••• wirehouseMar 27, 2014 to Aug 11, 2016 · Wayzata, Mn
- W•••• F•••• A••••••• wirehouseDec 22, 2012 to Mar 7, 2014 · Wayzata, Mn
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to W••••• E••••••••• A••••••• S•••••••• L••left Aug 17, 2016, registered Aug 22, 2016 (5 days) · Other
- M••••• S•••••• to L•• F•••••••• L••left Aug 11, 2016, registered Aug 17, 2016 (6 days) · Other
- W•••• F•••• A••••••• to M••••• S••••••left Mar 7, 2014, registered Mar 27, 2014 (20 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address