DFX Intelligence
RIA Intelligence
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Registered advisor
C••••• L•••••• G••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as C••••• L•••••• Rusting
At current firm
5 y
since Aug 11, 2021
In the industry
12 y
since Apr 1, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••• B•••• C•••••• M••••••••• L• asset manager currentsince Aug 11, 2021 · Larkspur, Ca
- R••• B•••• C•••••• M••••••••• L• asset managerNov 7, 2017 to Dec 31, 2020 · Larkspur, Ca
- B•••••••• C•••••• A•••••••• I••• independent RIASep 21, 2016 to Oct 30, 2017 · Larkspur, Ca
Moves
a registration end followed by a registration begin elsewhere
- B•••••••• C•••••• A•••••••• I••• to R••• B•••• C•••••• M••••••••• L•left Oct 30, 2017, registered Nov 7, 2017 (8 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address