RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• F• L••••••••
- T• P•••••• C••••• W••••• L•• BD affiliated currentsince Jul 27, 2026 · Old Bridge, Nj
- G•• S••••••••• I••• BD affiliatedOct 12, 2021 to Jan 12, 2026 · Palm Beach Gardens, Fl
- P•••• S••••••••• L•• no RAUMSep 11, 2019 to Oct 8, 2021 · Brick, Nj
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 19, 2019 to May 3, 2019 · Edison, Nj
- P•••• S••••••••• L•• no RAUMDec 18, 2015 to Jan 24, 2019 · Marlton, Nj
- E•••••••• A•••••••• L•• national BDOct 22, 2014 to Oct 6, 2015 · Wall, Nj
- G•• S••••••••• I••• to T• P•••••• C••••• W••••• L••left Jan 12, 2026, registered Jul 27, 2026 (196 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to G•• S••••••••• I•••left Oct 8, 2021, registered Oct 12, 2021 (4 days) · Affiliated broker-dealer or bank to another
- M•• I•••••••• S•••••••• L•• to P•••• S••••••••• L••left May 3, 2019, registered Sep 11, 2019 (131 days) · Affiliated broker-dealer or bank to another
- P•••• S••••••••• L•• to M•• I•••••••• S•••••••• L••left Jan 24, 2019, registered Mar 19, 2019 (54 days) · Affiliated broker-dealer or bank to another
- E•••••••• A•••••••• L•• to P•••• S••••••••• L••left Oct 6, 2015, registered Dec 18, 2015 (73 days) · Other
- K•••• F• L•••••••• left G•• S••••••••• I••• for T• P•••••• C••••• W••••• L•• (registered 2026-07-27)Jan 12, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address