RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• R•••••• H•••••
- N••••• F•••••••• independent RIA currentsince Jun 22, 2026 · Braintree, Ma
- D••••••••• P••••••• G••••• L•• state registered currentsince Jan 11, 2022 · Braintree, Ma
- N••••••••• M••••• I••••••••• S••••••••• no RAUMJun 16, 2015 to Sep 1, 2021 · Boston, Ma
- D•••••••• F•••••••• A•••••••• L•• independent RIAMar 4, 2013 to Jan 11, 2014 · Mansfield, Ma
- N••••••••• M••••• I••••••••• S••••••••• to D••••••••• P••••••• G••••• L••left Sep 1, 2021, registered Jan 11, 2022 (132 days) · Other
- D•••••••• F•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jan 11, 2014, registered Jun 16, 2015 (521 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address