RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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J•••• W•••• W•••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 15, 2025 · Rock Springs, Wy
- F•••••••• A•••••••• I••••••••• M••••••••• formerJan 23, 2017 to Aug 27, 2025 · Rock Springs, Wy
- W•••••• • R••• formerDec 18, 2013 to Jan 30, 2017 · Idaho Falls, Id
- F•••••••• A•••••••• I••••••••• M••••••••• to L•• F•••••••• L••left Aug 27, 2025, registered Jul 15, 2025 (-43 days) · RIA to affiliated broker-dealer or bank · moved with a team
- W•••••• • R••• to F•••••••• A•••••••• I••••••••• M•••••••••left Jan 30, 2017, registered Jan 23, 2017 (-7 days) · Other · moved with a team
- J•••• W•••• W••••• left F•••••••• A•••••••• I••••••••• M••••••••• for L•• F•••••••• L•• (registered 2025-07-15)Aug 27, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address