RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• K••••••• H•••••
- B•••• C••• C••••• state registered currentsince Mar 24, 2023 · Las Vegas, Nv
- W•••••• • R••• formerDec 16, 2015 to Jun 2, 2021 · Las Vegas, Nv
- A••••••••• F•••••••• S•••••••• L•• national BDApr 24, 2013 to Jan 13, 2016 · Woodland Hills, Ca
- W•••••• • R••• to B•••• C••• C•••••left Jun 2, 2021, registered Mar 24, 2023 (660 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to W•••••• • R•••left Jan 13, 2016, registered Dec 16, 2015 (-28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address