DFX Intelligence
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Registered advisor
M•••••• A•••••• C••••••
Feed of 09/14/2026
At current firm
1 y
since Mar 18, 2025
In the industry
13 y
since Jan 1, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- I••••••• S••••••••• L•• state registered currentsince Mar 18, 2025 · Raleigh, Nc
- P•••••• W••••• M••••••••• O• N•••• C••••••• L•• independent RIAApr 25, 2013 to Feb 4, 2025 · Henderson, Nc
Moves
a registration end followed by a registration begin elsewhere
- P•••••• W••••• M••••••••• O• N•••• C••••••• L•• to I••••••• S••••••••• L••left Feb 4, 2025, registered Mar 18, 2025 (42 days) · RIA to a state-registered adviser
Signals
- ••• LockedFeb 4, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address