RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• V••••• G•••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince May 8, 2023 · Gainesville, Fl
- S••••• F•••••••• G•••• I•• formerNov 14, 2018 to May 20, 2021 · Gainesville, Fl
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 2, 2018 to Oct 11, 2018 · Gainesville, Fl
- S••••• F•••••••• G•••• I•• formerNov 21, 2014 to Jun 2, 2017 · Davie, Fl
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered May 8, 2023 (718 days) · corporate re-registration, not a move
- C••••• I••••••••• A••••••• L•• to S••••• F•••••••• G•••• I••left Oct 11, 2018, registered Nov 14, 2018 (34 days) · Affiliated broker-dealer or bank to another · moved with a team
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left Jun 2, 2017, registered Jan 2, 2018 (214 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address